| FORM- NL 37 STATEMENT AS ON 30.06.2012 | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| STATEMENT OF DOWNGRADED INVESTMENTS | |||||||||||
| PERIODICITY OF SUBMISSION : QUARTERLY | |||||||||||
| - | - | - | - | - | - | - | - | - | - | Amount in Lakhs | |
| Sr No | Particulars of Investments | IRDA Code | Purchase Amount | Nominal Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks | |
| A | DURING THE QUARTER | - | - | - | - | - | - | - | - | - | |
| 1 | 9.25%(1.8.2016) VIJAYA BANK BONDS | OBPT | 500.00 | 500.00 | 01.08.2006 | FITCH | AA | AA- | 30.05.2012 | - | |
| 2 | 11% Dhanlaxmi Bank 2018 | OLDB | 1,000.00 | 1,000.00 | 21.01.2012 | CARE | A | BBB | 29.06.2012 | - | |
| B | AS ON DATE | - | - | - | - | - | - | - | - | - | |
| 1 | 6.25% ING VYSYA BANK LIMITED 2013 | ECOS | 2,010.68 | 2,000.00 | 31.12.2005 | FITCH | AA+ | AA | 31.12.2010 | - | |
| 2 | 8.75% ING VYSYA BANK LTD. 17.5.2015 | ECOS | 500.00 | 500.00 | 17.03.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 3 | 9.25-9.75%ORIENTAL BANK OF COMMERCE 21.7.2021 | EPBT | 500.00 | 500.00 | 21.07.2006 | ICRA | AA+ | AA | 04.02.2012 | - | |
| 4 | 9.70% ING VYSYA Bank 28.8.2016 | ECOS | 512.02 | 512.01 | 08.09.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 5 | 9.70% ING VYSYA Bank 28.8.2016 | ECOS | 513.91 | 513.90 | 13.09.2006 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 6 | 9.70% ING VYSYA Bank 28.8.2016 | ECOS | 495.51 | 495.50 | 14.08.2007 | CRISIL | AA+ | AA | 31.12.2010 | - | |
| 7 | 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 | EPBT | 1,000.00 | 1,000.00 | 20.04.2006 | ICRA | AAA | AA+ | 04.02.2012 | - | |
| 8 | 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 | EPBT | 1,500.00 | 1,500.00 | 23.04.2007 | ICRA | AAA | AA+ | 04.02.2012 | - | |
| 9 | 8.45% (SA) BONDS OF TAMILNADU ELECTRICITY BOARD 2015(PC2013) | SGOA | 1,000.00 | 1,000.00 | 01.02.2008 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 10 | 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS | OLDB | 500.00 | 500.00 | 29.03.2008 | ICRA | A+ | A | 16.01.2012 | - | |
| Sr No | Particulars of Investments | IRDA Code | Purchase Amount | Nominal Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks | |
| 11 | 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) | SGOA | 969.61 | 969.60 | 18.08.2008 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 12 | 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) | SGOA | 1,057.31 | 1,057.30 | 11.11.2008 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 13 | 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs | ICTD | 2,500.00 | 2,500.00 | 23.01.2009 | CARE | AAA | AA+ | 31.12.2010 | - | |
| 14 | 8.81% 2019 Tamilnadu Electricity Board | SGOA | 1,000.00 | 1,000.00 | 04.05.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 15 | 8.81% 2019 Tamilnadu Electricity Board | SGOA | 1,008.01 | 1,008.00 | 08.06.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 16 | 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of | OLDB | 2,000.00 | 2,000.00 | 09.06.2009 | CARE | A | BB- | 28.12.2011 | - | |
| 17 | 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) | OLDB | 2,500.00 | 2,500.00 | 18.06.2009 | CARE | AA | AA- | 31.12.2010 | - | |
| 18 | 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs | OBPT | 500.00 | 500.00 | 23.06.2009 | ICRA | AA | AA- | 29.03.2012 | - | |
| 19 | 8.40% 2020Tamilnadu Electricity Board | SGOA | 1,000.00 | 1,000.00 | 06.01.2010 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 20 | 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance | HTDN | 1,025.51 | 1,025.50 | 08.02.2011 | ICRA | AA+ | AA | 31.03.2012 | - | |
| 21 | 10.50%(s.a.)Sec.Red.NCD- DLF Ltd | OLDB | 1,000.00 | 1,000.00 | 17.02.2010 | CRISIL | A+ | A | 27.12.2011 | - | |
| 22 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | SGOA | 1,000.00 | 1,000.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 23 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | SGOA | 1,000.00 | 1,000.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | - | |
| 24 | 10.75% Patel Engineering Ltd.-2016 | OLDB | 1,022.31 | 1,022.30 | 29.04.2011 | CARE | AA | AA- | 21.10.2011 | - | |
| - | DECLARATION : Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed. | ||||||||||
| - | DATE | - | - | - | - | - | - | - | - | - | |
| - | Signature | - | - | - | - | - | - | - | - | - | |